Addressing most recent regulatory guidelines to maximize utilisation of high-end technology
GLOBAL VENDOR & THIRD PARTY RISK
October 6-8, 2020
RESILIENCE
Updates in recent guidance from the OCC on resilience agendas
TPRM
Reshaping the boundaries of third party risk management
CLOUD
Developing infrastructure to support increased cloud adoption
REGULATION
Reviewing the regulatory guidance on resilience and cyber security
PRA UPDATE
Update from the PRA on forward view of requirements
TECHNOLOGY
Leveraging the benefits of new technology and uses with TPRM
TPRM RESILIENCE
Monitoring risks across the supply chain to increase resilience
4th & 5th PARTIES
Developing appropriate programs to monitor fourth & fifth parties
OUTSOURCING
Developing a holistic view across supply chains to monitor risk
Stuart Hoffman
Governance & Operational Risk Policy Analyst
OCC
Brendan Murphy
VP, TPRM Fourth Party RCS and Quality Assurance
US Bank
Charles Forde
Group Head of Operational Risk
AIB
Ken Wolckenhauer
VP, Vendor Management
Nordea Bank, New York Branch
Roxane Romulus
Director, Third Party Risk Management
Voya Financial
Michael Casey
Americas Head of Outsourcing and Supplier Risk
UBS
Orlando Fernández
Senior Technical Specialist, Governance & Remuneration Team, Prudential Policy Directorate
Bank of England
Ameet Jugnauth
Head of IT Risk & Governance
Lloyds Banking Group
CAN YOUR ORGANIZATION CONTRIBUTE?
Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact [email protected] or call us on +1 888 677 7007 / +44 (0) 20 7164 6582 where a member of the team will be happy to tailor the right package for you.
Alpa Inamdar
Head of Third Party Governance Advisory
BNY Mellon
Alpa is Head of Third Party Governance Advisory Group. Prior to this role she was head of the Americas Business Change Group within Asset Servicing, where she was responsible for the management and oversight of client implementations. She oversees the strategy and execution of cross functional transition plans for new business opportunities and high profile, complex initiatives for existing clients.
Alpa is responsible for strategic planning, organizational restructuring, client relationship management, compliance, and risk. Prior to joining BNY Mellon, Alpa served as Vice President and Chief of Staff in the Regulatory and Tax Operations division at Goldman Sachs & Company. She was a global project manager for the Federal Preparedness program. Prior to Goldman Sachs, Alpa served as Cost Allocation Specialist for Societe Generale. She led various assignments at Fluor Daniel Corporation including overseeing a Nuclear Waste clean-up project costing in excess of $5 billion and the implementation of SAP system. She has a successful track record as a leader in managing complex client relationships, risk management, and transformation.
At BNY Mellon, Alpa is a chair of the IMPACT South Asian Leadership Hub. Currently Alpa sits on the board for Pratham and Ascend Leadership. Alpa is a Steering Committee Member for Shared Assessments.
Alpa is the program creator for Women Helping Women in Finance by helping young college women jumpstart their career within financial services through mentorship and exposure to the Financial Industry. She also created a program called Take 2 with the objective to increase the success for women returning to the workplace by providing them with an opportunity to explore a new career path or reacquaint themselves with new market trends or changes in their area of expertise after an extended career break.
Alpa earned a Master of Business Administration and Bachelor of Arts in Finance from California State University.
Ashley Azevedo
Director, Head of Third Party Oversight & Administration
BNY Mellon
Ashley Azevedo will be presenting at the Global Vendor & Third Party Risk Summit 2020.
Todd Boehler
Senior Vice President of Product Strategy
ProcessUnity
As Vice President of Product Strategy, Todd Boehler collaborates with customers, partners and internal product teams to develop and deliver high-value risk and compliance solutions. In his role, he drives the company’s cloud services roadmap and defines ProcessUnity’s overall strategic direction.
For nearly 20 years, Todd has served in product management and strategy roles for leading technology providers. In 2003, his governance, risk and compliance (GRC) startup was purchased by Stellent, which was soon after bought by Oracle Corporation. Todd worked for Oracle for seven years before joining ProcessUnity in 2014. He has extensive GRC experience, working with organizations’ engineering, services and sales teams to develop solutions, enable sales and deliver customer success.
David Brown
Senior Product Manager, Third Party Risk Management
Riskonnect
David will be presenting at Global Vendor & Third Party Risk
Matthew Browning
Head of Third Party Oversight
Direct Line Group
Matthew joined Direct Line Group in 2016 as Head of IT Third Party Oversight
where he oversees activities of the Third Party Assurance and PCI Compliance teams. Third Party Assurance focusses on ensuring the operational resilience and security of DLG’s supply chain and the PCI Compliance team ensures DLG maintains daily compliance to PCI Data Security Standard and conducts the annual PCI DSS assessment.
Previously Matthew was a Qualified Security Assessor at Gemserv Ltd, where, as Principal Consultant, he delivered Cyber Security consultancy and PCI assessments for merchants and service providers in a variety of industries.
Michael Casey
Americas Head of Outsourcing and Supplier Risk
UBS
UBS
• Risk Controller 2nd LOD, Outsourcing approver, regulatory liaison, and project manager for regulatory remediation.
• Advise and provide support across the full range of risk management lifecycle activities
• Outsourcing & Supplier Risk interface to major programs, projects, and governance and resiliency forums.
Prior to UBS
• North American Practice Lead – Wipro Consulting – Business Intelligence & Information Management
• Consultant for KPMG / KPMG Consulting / BearingPoint for 10 years delivering large process improvement, compliance, and regulatory remediation projects
Certifications
• CPA
• Certified Anti Money-laundering Specialist
• Six Sigma Green Belt
Richard Cech
Senior Bank Examiner
Federal Reserve Bank of New York (tbc)
Orlando Fernandez is a Senior Technical Specialist in the Governance & Remuneration team in the Bank of England/ PRA Prudential Policy Directorate. He joined the (at the time) FSA in 2011 and has been leading the development of the PRA’s Policy on the Senior Managers and Certification Regime (SM&CR) since its inception in 2013. He has also represented the PRA in the development of a range of European and international standards on governance and fitness and propriety at the BCBS, EBA and FSB and worked with financial overseas regulators in the implementation of accountability regimes inspired the UK SM&CR. More recently, Orlando has been focusing on outsourcing, in particular to the Cloud and the impact of technology on firms’ governance. He represented the PRA at the EBA expert group which developed the 2019 Outsourcing Guidelines. Orlando has a Master of Laws from the University of Nottingham in the UK.
Chris Dudley
Senior Manager, Transformation & Technology
Lloyds Banking Group
Chris Dudely will be presenting at Vendor & Third Party Risk Europe 2020.
Orlando Fernandez
Senior Technical Specialist
Prudential Regulation Authority (PRA) / Bank of England
Orlando Fernandez is a Senior Technical Specialist in the Governance & Remuneration team in the Bank of England/ PRA Prudential Policy Directorate. He joined the (at the time) FSA in 2011 and has been leading the development of the PRA’s Policy on the Senior Managers and Certification Regime (SM&CR) since its inception in 2013. He has also represented the PRA in the development of a range of European and international standards on governance and fitness and propriety at the BCBS, EBA and FSB and worked with financial overseas regulators in the implementation of accountability regimes inspired the UK SM&CR. More recently, Orlando has been focusing on outsourcing, in particular to the Cloud and the impact of technology on firms’ governance. He represented the PRA at the EBA expert group which developed the 2019 Outsourcing Guidelines. Orlando has a Master of Laws from the University of Nottingham in the UK.
Randy Ferree
Third Party Risk Consultant
OneTrust Vendorpedia
Randy Ferree serves as a Third-Party Risk Consultant for OneTrust VendorpediaTM– a purpose-built software designed to operationalize third-party risk management. In his role, Ferree advises companies throughout their third-party risk management implementations to help meet requirements relating to relevant standards, frameworks, and laws (e.g. ISO, NIST, SIG, GDPR and CCPA). Ferree works with clients to centralize their third-party information across business units, assess risks and performance, and monitor threats throughout the entire third-party relationship, from onboarding to offboarding.
Charles Forde
Group Head of Operational Risk
AIB
Charles Forde will be presenting at the Virtual Vendor & Third Party Risk Summit.
Chris Friedl
Senior Director, Supply Chain Management
CapitalOne (tbc)
Chris Friedl will be presenting at the Virtual Vendor & Third Party Risk Summit.
Shelia Gentry
Director, Risk Management
Lexis Nexis
Shelia Gentry, a due diligence and risk monitoring specialist with LexisNexis, works extensively with organizations around the globe to evaluate and recommend efficient risk management protocols. With 10+ years of research and risk management experience, Shelia works with compliance officers, procurement, and supply chain professionals to develop and implement risk management solutions designed to meet her clients’ due diligence and ongoing risk monitoring needs.
Ishan Girdhar
CEO
Privva
Ishan Girdhar is the Chief Executive Office of Privva, Inc., a software company focused on identifying and managingsupply chain risk throughout for clients for a diverse customer base across industries including legal, financial services, technology, healthcare, education, and media.
Prior to starting Privva, Ishan experience included corporate strategy, business development, and investment banking. He previously worked for the Walt Disney Corporation in their corporate strategy and business development team, where he was responsible for developing an integrated strategy for Disney Corporation in India and evaluating organicand inorganic business opportunities.
Ishan holds a BA in Business from Michigan State University and an MBA in International Business from ThunderbirdSchool of Global Management.
Bill Hauserman
Senior Director, Compliance Solutions
Bureau van Dijk, A Moody’s Analytics Company
Bill is focused on anti-corruption compliance solutions at Bureau van Dijk, A Moody’s Analytics Company. As a rapidly evolving global risk within financial institutions, corporations and governments, corruption risk management requires a far more systematic approach encompassing customers, third-party partners and employees. Bill joined Bureau van Dijk after 12 years of designing and deploying global compliance and ethics programs for SAI Global and NAVEX Global. For the last 10 years he has focused on the perplexing problem of creating efficient due diligence technology and content to truly understand the risks of customers and business partners. Bill has seen first-hand the potentially false sense of security found in many due diligence programs.
Stuart Hoffman
Governance & Operational Risk Policy Analyst
OCC
Stuart is a Policy Analyst with the OCC’s Bank Supervision Policy division, specializing in governance and operational risk policy. He is also a Bank Information Technology examiner, specializing in cybersecurity and information technology risk / information security. Prior to joining the OCC, Stuart held IT risk management related positions at Citigroup, Cisco, and GE. His career also includes management consulting experience at Deloitte. He has substantial experience in regulatory examinations, technology audits, IT certification efforts, and cross-border initiatives from both the regulatory and business perspectives. Stuart completed his BA and MBA at NYU and holds several industry-recognized credentials, including the CISA, CISSP, and CRISC.
Brad Keller
CSO and SVP
Santa Fe Group/Shared Assessments
Brad Keller has been developing and leading risk management programs for more than 30 years. Brad came from Prevalent where he was Senior Director for Third Party Strategy, focused on assisting clients with the evaluation and enhancement of their third party programs. In his previous stint as a Santa Fe Group employee, he led the development of Vendor Risk Management Maturity Model (VRMMM) and the Certified Third Party Risk Professional (CTPRP) program. He spent many years in Banking, where he was responsible for risk management, privacy, and regulatory compliance, including third party oversight. Brad has served as an online privacy and compliance officer where he was responsible for the implementation and management of the policies and processes for third party contract compliance.
He was also responsible for online authentication and identity theft initiatives; led the development of commercial eCommerce strategy; implemented key retail eCommerce initiatives; testified on behalf of the financial services industry at Congressional hearings on customer privacy issues; and, served as a member of the Enterprise Risk Governance Committee. Brad graduated with honors from the University of Missouri with a B.S. degree in Finance and received his J.D. with honors from St. Louis University School of Law. He is admitted to practice law in Oklahoma.
Kirby Kleeberg
AVP, Risk Management
Security Service Federal Credit Union
Kirby Kleeberg is currently the assistant vice president of enterprise risk management and control testing at Security Service Federal Credit Union. He is responsible for evolving the enterprise risk management program to a higher level of maturity. Specifically, he oversees the risk assessment process, issues management, control testing, risk and control self-assessments, and the implementation and socialization of Lines of Defense across the credit union. Previously, Kirby held a variety of risk management roles at USAA, Deloitte, and Amazon Web Services. He holds a Master’s in risk management from Florida State University and a Bachelor’s in marketing from the University of New Mexico.
James McPherson
Director & Counsel
Credit Agricole Corporate and Investment Bank
James McPherson is Director & Counsel at Credit Agricole Corporate and Investment Bank in New York. He is a member of the Regulatory Group and his work includes reviewing and negotiating a broad range of commercial agreements for the Bank, including contracts for a variety of technology and trading related services. He also participates in various steering committees related to the procurement and ongoing monitoring of the Bank’s various service providers and outsourcing initiatives, including the Bank’s Vendor Management Committee.
Brendan Murphy
VP, TPRM Fourth Party RCS and Quality Assurance
US Bank
Brendan Murphy is assistant vice president of Third & Fourth Party Risk at U.S. Bancorp. In his role, he oversees all aspects of third party risk management-quality assurance and fourth party risk management for the company. Brendan previously served on the company’s Enhanced Third Party Oversight team, which is responsible for managing the company’s most critical third party relationships. Brendan holds a bachelor’s degree in business administration from the University of Mary and a law degree from Ave Maria School of Law. Brendan serves as a volunteer for the Special Olympics of Minnesota and Twin Cities in Motion.
Roxane Romulus
Director, Third Party Risk Management
Voya Financial
Admired for the ability to design 3rd party risk programs scaling to various organizational needs, Roxane Romulus is a dependable 3rd party risk management executive with a track record that outlines implementing best practices to mitigate risks, create better work processes for internal partners, and design innovative 3rd party risk management programs preventing organizational stagnation.
She strives to improve the lives of others on and off the clock by inspiring the next generation of women to follow their dreams.
While working for Voya Financial, Roxane primarily focuses on managing the Voya’s 3rd Party Risk Governance & Assessment Program, which encompassed the strategy framework fit-to-purpose and systems for studying and supervising 3rd party risk exposures. During her time here, she has led the Enterprise TPRM Business Resilience Working Group to manage offshore 3rd party risks responding to COVID, set the baseline due diligence requirements for Financial Viability, Reputational, and Country Risk, and outlined an interim and continuous monitoring approach for initiating forward-looking high-risk 3rd party financial reviews due to COVID-19.
Brian Shaw
Third Party Risk
Coupa
Brian has worked in business process automation targeting risk and compliance for over 25 years, supporting hundreds of fortune 500 and mid-market firms across all industries. In recent years Brian has focused heavily on the Financial Services Industry in the areas of Master Data Management, Know your Customer (KYC) and Third-Party Risk, Compliance and Performance solutions. At Coupa, Brian serves as Third Party Management subject matter expert for all financial services industry efforts, supporting over 150 field reps and solution consultants.
Sebastian Wilson
Head of Delivery for Google Cloud Platform
HSBC
Sebastian Wilson will be presenting at Vendor & Third Party Risk Europe 2020.
Ken Wolckenhauer
VP, Vendor Management
Nordea Bank, New York Branch
Ken Wolckenhauer will be presenting at Vendor & Third Party Risk Europe 2020.
WHY SHOULD YOU ATTEND A CEFPRO CONFERENCE?
HEAR FROM PAST ATTENDEES AND SPEAKERS…
Panel Discussions
Interactive panel discussions are designed to include attendees by running a live Q&A throughout the session.
Presentations
Hear industry experts provide insights on range of vendor risk issues, challenges and opportunities
Networking Breaks
Virtual networking opportunities throughout the days, access to all streams and sessions plus access to presentations and handouts.
Interact With The Speakers
Continue discussions beyond the auditorium and interact with speakers and attendees after their session.
For further information please call us on +1 888 677 7007 / +44 (0) 20 7164 6582 or email [email protected]
Privva
Shared Assessments
Coupa Software
LexisNexis
At Nexis Solutions, we combine innovative technology with an unrivaled collection of datasets to help customers manage risk from their third-party networks, vendor partners, customers and supply chains. Our flexible solutions are powered by risk management datasets featuring news, company and market information, UBO data, legal cases, PEPs, sanctions, watchlists and blacklists and more.
Our risk management datasets and flexible solutions can integrate into your existing risk management workflows allowing you to:
• Demonstrate adherence to risk management best practices to protect your reputation and meet the ethical expectations of investors and consumers.
• Implement robust and risk-based compliance aligned to global sanctions and laws related to financial crime, bribery and corruption, to mitigate the risk of financial penalties and debarment.
• Identify red flags—such as the financial instability of a critical supplier or fluctuating market conditions—that can lead to costly supply chain disruptions, price volatility or loss of business.
• Ensure ongoing business process efficiency and support effective execution of business strategies—from expanding into new markets to mitigating third-party risk—to sustain a competitive edge.
Access our best-in-class source universe through our flexible solutions or APIs to enhance your Third-Party Risk Management.
OneTrust
To learn more, visit vendorpedia.com or connect on LinkedIn, Twitter and Facebook.
Riskonnect
Bureau van Dijk, A Moody’s Analytics Company
With information on nearly 300 million companies, we are the resource for company data. A key benefit of our information is how simple we make it to compare companies internationally.
Our information includes:
– What companies do, how they’re performing and the people that run them
– Financial data, legal entity details, M&A activity and news
– Corporate structures and ownership
You can access our information via a range of interfaces that are designed to help different business challenges and streamline workflows. Many of our customers blend our information with their own internal data for superior insight.
ProcessUnity
Bradley
Prevalent
CAN YOUR ORGANISATION CONTRIBUTE?
Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact [email protected] or call us on +44 (0) 20 7164 6582 where a member of the team will be happy to tailor the right package for you.
Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at the Global Vendor & Third Party Congress. For further information on this please contact [email protected] or call us on +1 888 677 7007 / +44 (0) 20 7164 6582.
All registered attendees will receive an email with access to documentation and speaker presentations after the Congress* We will work with our presenters to include as many presentations as possible on our App during the Congress. *Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.
There are ample opportunities for networking and interaction throughout the Congress, such as
- Roundtables
- Virtual networking capabilities
- Virtual business cards (you will be in control of what information is visible)
Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of Global Vendor & Third Party Congress and our wider risk professionals community. At the event we can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Congress. Visit the Sponsor tab for further information or contact [email protected] / +1 888 677 7007 / +44 (0) 20 7164 6582.
Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:
- Provide a discounted rate to attend
- Place your logo and profile on the Congress website
- Place your logo on promotional content where applicable
- Distribute your media/marketing at the Congress
- Promote through social media channels
To discuss this further please contact [email protected] or call +1 888 677 7007 / +44 (0) 20 7164 6582
Connect With Us
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