Managing vendor and third party risk and ensuring resilience in an increasingly complex environment

Vendor & Third Party Risk USA

7th Annual | June 1-2, 2022 | New York City

CONTINUITY
Developing holistic BCM plans and incorporating resilience

COVID-19
Lessons learnt from the pandemic and leveraging opportunities of change

ESG
Incorporating ESG into TPRM practices and developing metrics and scoring

TECHNOLOGY
Streamlining processes and leveraging machine learning and data science techniques

CYBER RISK
An overview of the threat landscape and mitigating risks of vulnerabilities across vendors

NTH PARTY
Reviewing risk beyond third and fourth parties and establishing due diligence best practices

FINTECH
Assessment and managing fintech as a third party service and establishing strategic partnerships

CLOUD
Managing increased prevalence and use of cloud services and mitigating concentration risks

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Olga Voytenko

Olga Voytenko
MD, Head of Third Party Risk Management
State Street

Rob_Haven_Professional_Photo

Rob Haven
Director of Vendor Management
Renasant Bank

Kristen Schneider

Kristen Schneider
Director of Risk Management
USAA

Ken_Wolckenhauer

Ken Wolckenhauer
VP, Vendor Management
Nordea Bank, New York Branch

Updated Headshot 2021

Roxane Romulus
AVP, Third Party Risk Management
Voya Financial

Amanda Xu

Amanda Xu
SVP, Head of Third Party Risk Management
EastWest Bank

Madiha-

Madiha Fatima
Director, Third Party Risk Management
Angelo Gordon

Jeremy_Resler_Headshot_-_LI

Jeremy Resler
SVP, Director Third Party Risk Management Governance
U.S. Bank

CAN YOUR ORGANIZATION CONTRIBUTE?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact [email protected] or call us on +1 888 677 7007 ext. 207 where a member of the team will be happy to tailor the right package for you.

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8:00 Registration and breakfast

8:50 Chair’s opening remarks

REGULATION – PANEL DISCUSSION

Chaired by: Kimberley Allan, CMO, Aravo

9:00 Reviewing the global regulatory environment and the future of regulation in financial services

Session details 

  • Finalization of OCC and Federal Reserve guidance
  • Reviewing changes on the horizon
  • Enhancements to guidance from regulators and what they mean
  • Cyber security and info sec regulations
  • Prescriptive nature of guidance
  • Reviewing the current regulatory environment
  • Changing expectations as a result of Covid
  • Implementing changes across a TPRM program

Olga VoytenkoMD, Head of Third Party Risk Management, State Street
Dr. Michelle Frasher, Sr. Director, Financial Crime Compliance Practice, Moody’s Analytics
Kristen SchneiderDirector of Risk Management, USAA
Alan DayChairman and Founder, State of Flux

RESILIENCE

9:45 Aligning third-party risk strategies across security, privacy, ethics and ESG

Session details 

  • Embedding risk domains into TPRM and procurement lifecycles
  • Collaboration across teams and disciplines to drive long term value
  • Increasing transparency and accountability
  • Developing a holistic approach to TPRM

Matthew Moog, General Manager, Third Party Risk Management, OneTrust

10:20 Morning refreshment break and networking

BUSINESS CONTINUITY & RESILIENCE

10:50 Delivering clarity - Building a business case for an Integrated approach to third party risk management

Session details 

  • Communicate  the value of an integrated third-party risk management program to senior management
  • Examine barriers to communication with senior leaders and why is this can be difficult
  • Review impactful conversations and data points that senior management care most about
  • Determine the best way to frame value points with key stakeholders
  • Discuss takeaways to build your business case

Barbara-Ann Beohler, Regulatory Compliance Analyst, Aravo

11:25 Third Party Risk - Your responsibility, but not in your control

Session details 

This session will provide insight on how the TPRM practice has evolved, latest trends, challenges in standing up a program and how to overcome them without creating burdensome processes and large teams.

  • How to establish world class TPRM with limited resources
  • Challenges with setting up and maintaining a relevant program
  • Impact of the “Great Retirement”
  • Operating outside major metropolitan areas
  • Timely detection of risks
  • Reporting and Transparency of supplier risk

Peter Pernebo, MD, Global Head of Third Party Risk Management Solutions, KY3P, S&P Global

COVID-19 –  PANEL DISCUSSION

12:00 Lessons learnt from Covid-19: Updating and testing controls with evolving working environments

Session details 

  • Changes to due diligence processes with work from home models
  • Evaluating vendor controls with different working environments
  • Information security assessments across vendors
  • Resilience considerations
  • Privacy concerns with work from home
  • Monitoring locations of employees and vendors
  • Replacements for on-site assessments and future technology opportunities
  • Reviewing changes that will be continued in a post Covid environment
  • Updating terms and code of conduct to mitigate risk

Alpa Inamdar, Transformation Leader, AIG
Roxane Romulus, AVP, Third Party Risk Management, Voya Financial  
Brian Shaw, Director of Financial Services Sales, Mirato

12:45 Lunch break and networking

1:45 Establishing TPRM function - Successes, challenges and lessons learned

Session details 

  • Session to come

Olivier Fleurence, Division Chief & Chief Procurement Officer (CPO), International Monetary Fund (IMF)
Suyog Peshkar, Section Chief, Third Party Risk Management (TPRM), International Monetary Fund (IMF)

ESG – PANEL DISCUSSION

2:20 Incorporating ESG into third party risk practices and developing metrics and scoring criteria to ensure compliance

Session details 

  • Ensuring sustainable energy practices across supply chain
  • Viewing as essential risk control areas: Documenting goals and policies to demonstrate action
  • Regulatory views and future of regulation
  • Developing a risk based approach for review and assessment
  • Managing carbon footprint an defining tolerance of carbon impact
  • Augmenting assessment process to include ESG concerns
  • Staffing requirements to implement change
  • Impact of limited data across the industry
    • Leveraging external data

Ken Wolckenhauer, VP, Vendor Management, Nordea Bank, New York Branch
Justin Boehm, Senior Manager, Consulting, EY
Keith FortsonVice President, ESG, Riskonnect, Inc.
Theodore Reynolds, Operational Risk Director, Third Party Risk Program Oversight, Wells Fargo

SOCIAL/ESG

3:05 Incorporating diversity and inclusion reviews across risk and onboarding processes

Session details 

  • Diversity and inclusion practice considerations across vendors
  • Protecting reputation working with certain companies and industries
  • How far to review third parties and outsourced services
  • Changes to decision making process and onboarding of new vendors
  • Monitoring supplier diversity
  • Managing in risk and procurement
  • MWBE – minority or women owned business/enterprise
  • Encouraging diversity in bid process

Marc Goldberg, Chief Customer Success Officer, Certa

3:40 Afternoon refreshment break and networking

TECHNOLOGY

4:10 IT supply chain management: Tactical approaches to secure SDLC management across the supply chain

Session details 

  • Understand the current landscape with regards to external supply chain risks and software (SDLC) dependencies
  • Introduce the recent NIST guidance on software supply chain risk management for procurement and technology/security professionals
  • Learn what organizations are doing about these types of Cyber and IT disruptions in terms of practical applications, e.g., relying on technology, data, cloud, and software development between organizations and their third-party vendors
  • Explore strategies for effective management and oversight in a remote/hybrid environment

Mike Pankey, Sr. Manager, Grant Thornton

STRATEGIC SOURCING

4:45 Moving strategic sourcing within a third party risk framework for a holistic view

Session details 

  • Onboard processes for new vendors
  • Impact to strategy of the business
  • Identifying vendors that could benefit across the firm
  • Viewing the whole vendor population to drive strategy
    • Utilizing vendors for strategic benefit
  • Identifying vendor concentration
  • Getting senior management buy in

Patrick Potter, Risk Strategist, Archer

5:20 Chair’s closing remarks 

5:30 End of day one and networking drinks reception

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8:00 Registration and breakfast

8:50 Chair’s opening remarks

CYBER RISK – PANEL DISCUSSION

Chaired by: Mike Pankey, Senior Manager, Grant Thornton

9:00 Reviewing the cyber threat landscape and mitigation tactics to limit vulnerabilities across vendors

Session details 

  • Dependence on vendor transparency with risk assessment and controls
  • Verifying controls in place: Adopting a trust but verify model
  • Verification and testing of patches before onboarding
  • Regulatory expectations and requirements for notification and communication
  • Understanding potential risk exposure across vendors
    • Custody and access to data
  • Monitoring vendors cyber health

Ryan LougheedDirector of Product Management, Onspring
Olivia KnightDirector, Vendor Risk Management, Natixis
Ondrej Krehel, Chief Scientist & Fellow, Cyber Risk & Resilience Services, SecurityScorecard
John Franchi, Former Senior Officer, Former CIA

FOURTH PARTY

9:45 Reviewing regulatory expectations for oversight of fourth parties and due diligence best practices

Session details 

  • Due diligence for effective oversight
  • Identifying critical fourth parties
  • Assessment through third party program vs. direct to fourth parties
  • Determining appropriate oversight for the business
  • Tying to incident response management
  • Maintaining visibility into fourth party risk
  • Managing limitations in assessments process
  • Limitations in availability of information

Preety Tulsian, Head of Third Party Risk US, Enterprise Risk, Scotiabank
Gregory Vinton, Director, US, Third Party Risk, Scotiabank

10:20 Morning refreshment break and networking

FOURTH PARTY RISK – PANEL DISCUSSION

10:50 Managing expectations for management of fourth party risks

Session details 

  • Session to come

Gregory GoldsteinPrincipal, Enterprise Third Party Management, BNY Mellon
Tausif Khan, Associate Director, Third Party Risk Governance and Reporting, DTCC
Olga Baldwin, VP, Vendor Management, Axiom Bank

CRITICAL THIRD PARTIES

11:35 Identifying critical third parties and determining effective oversight requirements

Session details 

  • Defining critical in a third party risk perspective
  • Aligning with resilience
  • Additional oversight once critical vendors are identified
  • High inherent risk vs. high residual risk vs. critical third parties
  • Outlining criteria of what makes a vendor critical
  • Implementing a sustainable solution
  • Aligning perspectives across the business
  • Developing exit strategies to minimize the impact
  • Execution and preparation for exit strategies

Madiha Fatima, Director, Third Party Risk Management, Angelo Gordon

12:10 Lunch break and networking

Discussion on third party risk gaps highlighted by the BIS
Led by Michael Ciaccerelli, Head of Third Party Risk Management, Markets Group, Federal Reserve Bank of New York

Lessons learnt when overcoming challenges and creating efficient processes
Led by Olga Baldwin, VP, Vendor Management, Axiom Bank

Efficient board and management reporting
Led by Rob Haven, Director of Vendor Management, Renasant Bank

Biggest challenges in scaling and automating your TPRM program
Led by Mike Yaffe, CMO, Prevalent

How technology can enable your TRPM program; practical approaches
Led by Ryan Fox, GRC Sales Manager, US, Mitratech

FINTECH

1:35 Assessing risk and managing treatment of fintech as a third party service provider

Session details 

  • How to address emerging privacy and cybersecurity risks in fintech services and technologies
  • Best practices for limited use or pilot programs with fintech companies
  • Developing a program for hybrid vendors
  • Managing regulatory expectations for un-regulated institutions
  • Contractual considerations to mitigate risk
  • Identifying pitfalls in acquisitions

Erin Jane Illman, Partner and Fintech Practice Lead, Bradley Arant Boult Cummings LLP
Leah M. Campbell, Senior Attorney, Bradley Arant Boult Cummings LLP

FINTECH CONTINUED

2:10 Strategic Fintech partnerships: Finding the right fit

Session details 

  • Aligning fintech partnerships with strategic goals
  • Fintech due diligence & monitoring
  • Overcoming the fintech-banking language barrier
  • Managing relationships between fintech partners and internal and external stakeholders

Michael Berman, Founder & CEO, Ncontracts

2:45 Afternoon refreshment break and networking

3:15 Creating a successful long term partnership with a Fintech organization

Session details 

    • Fintech/Regtech third-party vendors: the benefits and risks involved
    • Setting the appropriate level of oversight
    • Creating a valuable partnership
    • Due diligence and evaluating the relationship

Frank Morisano, Former CRO, ICBC & Non-Executive Director, iSoftware4Banks, Inc
Ashley Ambrose, Senior Manager, Third Party & Merchant Oversight, Snap Finance
Shane Lieber, Director, Third Party & Merchant Oversight, Snap Finance

MERGERS & ACQUISITIONS

3:50 Managing heightened M&A activity and alignment of programs and expertise

Session details 

  • Challenges merging two programs
  • Transitioning to one single platform
  • Drawing the best of both programs
  • Retraining people to new program

Rob Haven, Director of Vendor Management, Renasant Bank

4:25 Chair’s closing remarks

4:35 End of congress

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Please check back soon as this agenda will be updated and new speakers will be added. Request more information here.

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Kimberley Allan
CMO
Aravo

Biography

Kimberley is speaking at Vendor & Third Party Risk USA

Ashley Headshot

Ashley Ambrose
Senior Manager, Third Party & Merchant Oversight
Snap Finance

Biography

Ashley is a Senior Manager of Third Party & Merchant Oversight for Snap Finance, a privately held Fintech company specializing in providing flexible, pay-over-time financing options to all consumers. Her responsibilities include oversight of the Snap’s existing thirdparty population, the development of the third-party risk platform, and contributing to the continued enhancement of the Third-Party Risk Management Program. Prior to joining Snap, Ashley held various third-party risk positions with M&T Bank, KeyBank, PNC Bank and Science Applications International Corporation.

Ashley is a Certified Regulatory Vendor Program Manager (CRVPM) level IV. She holds a Bachelor’s in Human Services from Hilbert College.

Olga Baldwin

Olga Baldwin
VP, Vendor Management
Axiom Bank

Biography

Olga Baldwin is a VP, Vendor Management at Axiom Bank with over 13 years of experience in third party risk management. Currently she is responsible third-party risk management program development, improvements, and implementation to ensure a proper oversight of the bank third parties is conducted in accordance with regulatory requirements including vendor selection, risk assessment, due diligence, ongoing monitoring, and terminations. Prior to this role, Olga held a position of a Director, Vendor Risk Management at Sterling National Bank overseeing Vendor Risk Management Program.

Olga holds an MBA in Finance and International Business Development from Zicklin School of Business as well as BA in Economics from CUNY, Hunter College

Barbara Ann Boehler

Barbara-Ann Beohler
Regulatory Compliance Analyst
Aravo

Biography

Barbara is an attorney and adjunct lecturer with over twenty years of compliance experience. Barbara currently serves as a Product Marketing Director, at Aravo Solutions, Inc. and teaches “Compliance Practice Skills” at both Suffolk University Law School and Boston University Law School. Barbara formerly served as the Director of Programming and Education at Compliance Week, Securities SME at Wolters Kluwer Financial Services, Global Chief Compliance officer for Arete Research, a limited-purpose, FINRA-registered broker/dealer specializing in equity research. Barbara has also held compliance roles at Fidelity Investments, JP Morgan Invest, Standish Mellon Asset Management, and Babson Capital Management. Barbara holds a BA from Suffolk University, a JD from Suffolk University Law School, and an LL.M. from Boston University School of Law.

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Michael Berman
Founder & CEO
Ncontracts

Biography

Mr. Berman has been practicing law for almost 20 years. He was General Counsel for Goldleaf Financial Solutions, Inc., a publicly-traded information technology company on the NASDAQ. He has also worked as General Counsel for Tecniflex, Inc. and Imagic Corporation. During his legal career, he was involved in numerous financial institution regulatory matters and contract management issues and assisted in the development of many information management systems. He is a frequent speaker at financial institution conferences, regarding vendor and contract management. He graduated from Cornell University with a B.S. in Communications and holds a J.D. degree from the University of Tennessee.

Justin Boehm

Justin Boehm
Senior Manager, Consulting
EY

Biography

Justin K. Boehm is a Senior Manager in the Consulting practice of Ernst & Young LLP. He is a high performing risk and markets leader with 10+ years of strategic governance, operational and project management experience; interfacing with senior leadership and regulators across multiple disciplines – Brand / Reputational, Enterprise / Operational and Third Party risk.
Relevant experience
Manages several global, on-shore and off-shore teams of ~40 resources executing against a pipeline of ~3,000+ third party risk assessments annually across multiple risk domains (e.g. Information Security, Cyber, Regulatory Compliance, Business Continuity / Resiliency, Financial Health, OFAC / AML, etc.) for key financial services, insurance, technology and payments clients.
Led multiple program development and transformation advisory projects across Third Party Risk Management (TPRM), Enterprise / Operational Risk, Internal Audit, Franchise / Brand, Procurement / Finance, Business Continuity / Resilience and Information / Cyber Security functions at multinational, financial services, asset management, insurance and technology / payment clients.
Developed and implemented risk-based process simplification.
Recommended robust policy / procedure development and oversight across multiple risk dimensions.
Advised front-to-back control-set development aligned with regulatory requirements – enabling effective Internal Audit and FRB reviews.
Guided strong change-control strategy development / implementation to prioritize system builds / updates to GRC tools – Hiperos 3PM and MetricStream – driving enhanced on-going risk management and governance / reporting.
Enabled the change management, communication and learning strategy implementations across multiple global financial and accounting / advisory institutions focused on risk and change management to sustain momentum in matrixed organizations
NE TPRM Market Leader and Consulting risk lead on two key EY accounts in financial services and payments, enabling our clients to meet their goals and deliver against strategies across functions through strong market presence, relationships and thought leadership.

Justin holds a BS in Finance and Marketing from The Martin J. Whitman School of Management at Syracuse University and is Certified in Risk and Information Systems Control (CRISC).

Alan Day - State of Flux

Alan Day
Chairman and Founder
State of Flux

Biography

Alan is responsible for State of Flux’s major client accounts and developing its business outside of the UK. He has over 20 years’ experience in procurement and supply chain best practice. Prior to founding State of Flux in 2004, Alan held roles as Director of Procurement and Supply Chain at Cable & Wireless, and Director of Accenture’s Supply Chain European Centre of Excellence, where his clients included British Airways, Shell, Microsoft, BSkyB and Morgan Stanley. Alan started his supply chain career at Fisher & Paykel, the leading New Zealand-based manufacturer of domestic appliances.

Madiha-

Madiha Fatima
Director, Third Party Risk Management 
Angelo Gordon

Biography

Madiha Fatima is a Director and Head of Third Party Risk Management where she is responsible for development of Third Party Risk Management Framework while enabling businesses to achieve their strategic objectives from utilizing vendors. She oversees the firmwide Third Party Risk Management Program including vendor cyber, technology, business continuity and data security assessments. Prior to joining Angelo Gordon, Madiha Fatima served as Head of Third Party Risk Governance & Oversight at DTCC. Madiha is a Certified Third Party Risk Professional (CTPRP). Madiha earned a Bachelors of Science degree in Financial and Capital Markets from Rutgers Business School.

TPRM_Olivier Fleurence

Olivier Fleurence
Division Chief & Chief Procurement Officer (CPO)
International Monetary Fund (IMF)

Biography

Olivier Fleurence holds a PhD in international law from the University of Paris II and has been working in international organizations for over twenty years. He started his career in Geneva with the Consultative Committee on Administrative Questions (CCAQ) before moving to the International Atomic Energy Agency (IAEA) in Vienna. Since 2001, he has been working with the International Monetary Fund (IMF) in Washington, DC, where he currently heads the General Services Division and is the IMF’s Chief Procurement Officer.

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Keith Fortson
Vice President, ESG
Riskonnect, Inc.

Biography

Keith is Vice President, ESG of Riskonnect. Keith joined Riskonnect in 2021 following its acquisition of ICIX, where he was the chief customer officer. Prior to joining ICIX, Keith was with Salesforce where he led the platform & analytics sales organization, working with customers in industry settings including: financial services, life sciences, manufacturing, oil & gas, and retail. Keith graduated from Texas A&M University.

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Ryan Fox
GRC Sales Manager, US
Mitratech

Biography

Ryan is speaking at Vendor & Third Party Risk USA

John Franci

John Franchi
Former Senior Officer
Former CIA

Biography

Michelle is speaking at Vendor & Third Party Risk USA 2022

Dr. Frasher has 18 years subject matter expertise and experience leading matrixed teams to create and manage processes suited to multi-jurisdiction regulatory demands.  An academic turned practitioner, she is a leading expert on the legal and operational intersection of FCC and data privacy & protection.  In 2014, she was a Fulbright-Schuman Scholar to Malta and Belgium working with US and EU public and private sectors on transatlantic counter-terrorism finance data sharing.

In her career as a RegTech practitioner she was Director of Global Content for WorldCompliance with LexisNexis Risk Solutions responsible for data policies and methodologies, training, quality assurance, and data privacy and protection. Her role at Moody’s Analytics utilizes her deep experience focusing on delivering regulatory and operational insights to C-suite clients in several sectors including, insurance, government, and multinational financial institutions.

Frasher earned her Ph.D. in history (focus: international political economy) from Texas A&M University, is a certified Anti-Money Laundering Specialist, and a member of the International Association of Privacy Professionals (IAPP) Research Advisory Board.  She is a frequent speaker and commentator in both the FCC and privacy conferences.

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Dr. Michelle Frasher
Sr. Director, Financial Crime Compliance Practice
Moody’s Analytics

Biography

Michelle is speaking at Vendor & Third Party Risk USA 2022

Dr. Frasher has 18 years subject matter expertise and experience leading matrixed teams to create and manage processes suited to multi-jurisdiction regulatory demands.  An academic turned practitioner, she is a leading expert on the legal and operational intersection of FCC and data privacy & protection.  In 2014, she was a Fulbright-Schuman Scholar to Malta and Belgium working with US and EU public and private sectors on transatlantic counter-terrorism finance data sharing.

In her career as a RegTech practitioner she was Director of Global Content for WorldCompliance with LexisNexis Risk Solutions responsible for data policies and methodologies, training, quality assurance, and data privacy and protection. Her role at Moody’s Analytics utilizes her deep experience focusing on delivering regulatory and operational insights to C-suite clients in several sectors including, insurance, government, and multinational financial institutions.

Frasher earned her Ph.D. in history (focus: international political economy) from Texas A&M University, is a certified Anti-Money Laundering Specialist, and a member of the International Association of Privacy Professionals (IAPP) Research Advisory Board.  She is a frequent speaker and commentator in both the FCC and privacy conferences.

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Marc Goldberg
Chief Customer Success Officer
Certa

Biography

Marc Goldberg is currently the Chief Customer Experience Officer at Certa. Formerly Chief Procurement Officer and VP of Financial Shared Services at Dun & Bradstreet, Marc brings a decade of experience in Supply Chain and Vendor management to the team. Marc is passionate about ESG and how important it will be for the future of supply chain.

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Gregory Goldstein
Principal, Enterprise Third Party Management
BNY Mellon

Biography

Greg Goldstein is Principal, Enterprise Third Party Management at BNY Mellon where he leverages his Third-Party Management (TPM) experience and passion for excellence to oversee and evolve process quality throughout the TPM lifecycle. Greg identifies and drives process improvements, preventative controls and automation opportunities. He also ensures awareness and alignment on process quality across the TPM function and influences leaders to improve processes.

Previously, Greg was Head of Third-Party Risk Management for Investors Bank and Prudential Insurance Company of America, enabling businesses and functions to achieve objectives from using third parties including improved profitability, faster time to market, competitive advantage and decreased costs by providing a framework to manage reputational, legal & regulatory, operational and information security risks. He has deep financial services industry experience complimented by an extensive management consulting/public accounting background that includes Ernst & Young and Deloitte.

Greg is a graduate of University of California, Los Angeles, with a Bachelor of Arts degree in Economics and Business. He is a Certified Public Accountant (CPA), a member of the American Institute of Certified Public Accountants (AICPA) and a member of the New York State Society of CPAs. Greg is also a Certified Third-Party Risk Professional (CTPRP), Fellow of the Life Management Institute (FLMI) and Six Sigma Black Belt.

Rob_Haven_Professional_Photo

Rob Haven
Director of Vendor Management
Renasant Bank

Biography
Rob Haven is First Vice President & Vendor Management Director for Renasant Bank, a $17 billion regional bank in the southeastern US.  He is responsible for third party risk and vendor monitoring.
He has a M.A. in Business Administration, is married, with two grown children, and two sophisticated cats.  Highlights of his 40+ years of financial and community leadership include:
• Managing for Toyota and a Toyota/General Motors joint venture in Finance, HR and General Affairs
• Credit Union CEO serving sponsor companies, including Clorox, Gap, Oakland Athletics and Ghirardelli Chocolate Company
• Senior VP, Treasurer, and Trustee for a community bank
• Hospital Treasurer
• Rotary Club President
• Leading largest Toyota contingent to support National Public Lands Day
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Erin Jane Illman
Partner and Fintech Practice Lead
Bradley Arant Boult Cummings LLP

Biography

Erin Illman is co-chair of Bradley’s privacy and cybersecurity practice and leader of the firm’s fintech team, who is an experienced thought leader in fintech, privacy, data security and the integration of technology into business practices. She works closely with clients in the growing fintech space in the areas of payment technology, digital banking and lending, personal finance and robo-advising, investing and venture capital, cryptocurrency, blockchain, and electronic products and services. In addition to providing proactive privacy and information security compliance and legal advice, Erin manages privacy-related enforcement actions and litigation. Her practice includes representing companies in reactive incident response situations, including insider cybersecurity threats, electronic and physical theft of trade secrets, and investigation, analysis and notification efforts with respect to security incidents and breaches.

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Alpa Inamdar
Transformation Leader
AIG

Biography

Alpa is speaking at Vendor & Third Party Risk USA

Pro

Tausif Khan
Associate Director, Third Party Risk Governance and Reporting
Depository Trust and Cleaning Corporation (DTCC)

Biography

Tausif leads the Third Party Risk Governance and Reporting group of DTCC. He is responsible for managing the Third Party Risk Management framework and lifecycle specifically focusing on Critical Third Parties, firmwide awareness of responsibilities, due diligence of 4th/nth parties, governance for monitoring and oversight, and regulatory responses. Tausif holds a BS in Finance from the University of South Florida and is currently pursuing his MS in Cybersecurity from Virginia Tech.

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Olivia Knight
Director, Vendor Risk Management
Natixis

Biography

Olivia is speaking at Vendor & Third Party Risk USA

Ondrej Krehel_headshot

Ondrej Krehel
Chief Scientist & Fellow, Cyber Risk & Resilience Services
SecurityScorecard

Biography

Ondrej is speaking at Vendor & Third Party Risk USA

Shane Headshot

Shane Lieber
Director, Third Party & Merchant Oversight
Snap Finance

Biography

Shane is the Director of Third Party & Merchant Oversight for Snap Finance, a privately held FinTech company specializing in providing flexible, pay-over-time financing options to all consumers. His responsibilities include overseeing the Third-Party Risk Management Program from a 1st and 2nd line perspective, providing guidance as the 2nd line Compliance Officer for the Sales division including oversight of 35,000+ Merchant Partners and is a liaison for Snap’s strategic partnership program. Prior to joining Snap, Shane held various third-party risk positions with PNC Bank and KeyBank over the last 9 years.

Shane is a Certified Regulatory Vendor Program Manager (CRVPM) level IV. He earnedan Economics degree from The Ohio State University and an MBA from Kent State University.

Ryan-Lougheed

Ryan Lougheed
Director of Product Management
Onspring

Biography

After spending a career working with the Fortune 1000 to implement new technology platforms, Ryan is now a lieutenant at Onspring leading product innovation. Much of his role is focused on working with individuals across businesses to understand their team’s pain points and how software can help them produce more efficient processes, communication, and better business intelligence.

Matthew_Moog_Headshot

Matthew Moog
General Manager, Third Party Risk Management
OneTrust

Biography

Matthew Moog serves as the General Manager, Third-Party Risk at OneTrust, the category-defining enterprise platform to operationalize trust. In his role, Matthew advises companies throughout their third-party risk management implementations to help meet requirements relating to relevant standards, frameworks, and laws. Prior to joining OneTrust, Matthew spent 18 years at EY where he led their Global Third-party Risk offering for Financial Services and their Third-party Risk Managed Service offering for the Americas.  Moog is a CISA and has a BS in Management Information systems from Rensselaer Polytechnic Institute in Troy, NY.

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Frank Morisano
Former CRO, ICBC & Non-Executive Director
iSoftware4Banks, Inc

Biography

Frank Morisano is Chief Risk Officer at the Industrial and Commercial Bank of China (ICBC) overseeing the operations and legal entities through which the bank operates in the USA.
Before ICBC, he spent over a decade in China leading Financial Services Advisory practices at Ma Lee Advisory and PwC Consulting. The earlier part of his career was spent in senior risk management, strategy, M&A, and liquidity management positions at JPMorgan Chase, Bank of America, Capital G Bank, and General Motors Acceptance Corporation. He is credit trained from the Chase Manhattan Bank, holds a M.Sc., Information Systems, and a B.B.A., Statistics.

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Mike Pankey
Sr. Manager
Grant Thornton

Biography

Mike is a Senior Manager in Grant Thornton’s Risk Advisory practice. With more than 12 years of consulting and auditing experience, he has worked with clients on a variety of initiatives across the regulatory and technology landscape, including GRC and TPRM solution implementations. He has designed and enhanced third party risk management programs, restructured first and second line compliance programs, planned and executed internal and supplier audits, and led issuance of dozens of third party SOC 1&2 reports. Mike is a Certified Information Systems Auditor (CISA) and graduated from Lehigh University.

Peter Pernebo

Peter Pernebo
MD, Global Head of Third Party Risk Management Solutions
KY3P, S&P Global

Biography

Peter Pernebo is the Global Head of Third Party Risk Solutions for KY3P, S&P Global Market Intelligence, where he is leading the commercial, strategy and client delivery of third-party risk management solutions. KY3P is designed in close cooperation with large financial institutions to provide efficiencies and standardization to the third-party due diligence process.

Before joining S&P Global, Peter spent eight years leading various engagements within Goldman Sachs third party risk management office, establishing vendor management policies, procedures and infrastructure to support the firm’s program.

Prior, he was recruited to head the US NE region for Totality, a silicon valley technology upstart providing operational support for major ecommerce clients. His responsibilities included sales, client service delivery and consulting. As part of the executive leadership team, Mr. Peter Pernebo was responsible for product and growth strategies. Totality was acquired by Verizon Business and he led the integration of Totality services.

Before joining Totality, Peter was a senior Director at Accenture, leading global supply chain projects for clients in the US, Canada, Japan, UK, Sweden and many other locations.

Peter holds a BSc in Business and Strategy from Lund University as well as minors in History and Sociology. He is also ITIL certified.

TPRM_Peshkar, Suyog[7]

Suyog Peshkar
Section Chief, Third Party Risk Management (TPRM)
International Monetary Fund (IMF)

Biography

Suyog has a LLM in corporate governance, compliance and risk management law from the University of London. Suyog’ s career started in 2001 at an IT offshore factory in Mumbai writing computer codes for robotic process automation, since then advanced into management consulting, outsourcing and risk management. Suyog has supported public and private sector organizations with their large-scale sourcing initiatives to generate higher efficiencies, mitigate risks and reduce bottom-line costs. Since 2018, Suyog has been involved with the establishment of TPRM function at the IMF.

Patrick Potter

Patrick Potter
Risk Strategist
Archer

Biography

Patrick has over 30 years’ experience leading risk management, operational resiliency, compliance, internal audit, third-party management, strategic planning and process improvement in both practitioner and consulting roles. He has developed a unique perspective working with analysts, partners and customers spanning many industries including financial services, healthcare, government, energy, education, and travel and hospitality.

He has been a speaker for the Institute of Internal Auditors, Disaster Recovery Journal, RSA Archer Summit, Financial Executives Networking Group, Association of Continuity Planners, Audit World and the Information Systems Audit and Control Association.  Patrick has also contributed thought leadership articles for such publications as Continuity Insights, Internal Auditor Magazine, SC Magazine and Disaster Recovery Journal.

Patrick is a subject matter expert for Archer where he provides strategic input into the development of the Archer Suite and works with customers on best practices.

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Theodore Reynolds
Operational Risk Director, Third Party Risk Program Oversight
Wells Fargo

Biography

Theodore is speaking at Vendor & Third Party Risk USA

Updated Headshot 2021

Roxane Romulus
AVP, Third Party Risk Management
Voya Financial

Biography

Ms. Romulus is currently Director, Third Party Risk Management for Voya Financial. In this role, she is responsible for vendor risk policy, third-party risk oversight and implementation of best practices in third-risk and controls.
Ms. Romulus strives to build strong partnerships and ensure joint accountability when it comes to protecting the company’s employees, clients, information and brand. Her expertise spans
a number of well-respected firms including, SunTrust Bank, MetLife, Deloitte & Touché, Putnam Investments and Bank of America.
Ms. Romulus is a graduate of Suffolk University and holds her MBA from Simmons University. A lover of new challenges, she’s completed the Atlanta 13.1 Half Marathon and Tough Mudder Competition, one of the toughest endurance races on the planet. However, her most rewarding role is the one of mother to her four year old daughter Layla Rose.

Kristen Schneider

Kristen Schneider
Director of Risk Management 
USAA

Biography

Kristen is a Director in Global Sourcing and Procurement at USAA in San Antonio, Texas where she leads a TPRM Strategy and Initiatives team. Kristen’s team is deployed to work on a variety of long term strategic efforts focused on optimizing USAA’s TPRM program in areas such as resiliency, due diligence standardization, workforce operating models, and risk segmentation to develop tailored approaches for unique third parties. Kristen has been a TPRM practitioner since joining USAA in 2016, and her prior background was in the corporate finance and supply chain areas working in the high tech and oil and gas industries.

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Brian Shaw
Director of Financial Services Sales
Mirato

Biography

Brian has worked in business process automation targeting risking and compliance for over 25 years, supporting hundreds of Fortune 500 and mid-market firms across all industries. Since 2011 Brian has focused on Third-Party Risk, Compliance and Performance Management for the Financial Services Industry, as well as Master Data Management and Know Your Customer (KYC) challenges. At Mirato, Brian serves as Director of Financial Services Sales, responsive for sales to financial services firms in North America and Europe.

 

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Preety Tulsian
Head of Third Party Risk US, Enterprise Risk
Scotiabank

Biography

Preety Tulsian is the Head of Third Party Risk for Scotiabank US.  In this role, she built a third party risk program for the Firm which led to resolution of long standing regulatory commitments.  Preety brings over 15 years of experience in a variety of risk disciplines including operational risk, business continuity and most recently operational resilience. She’s also an attorney with notable experience in helping firms interpret and meet regulatory requirements.

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Gregory Vinton
Director, US, Third Party Risk
Scotiabank

Biography

Gregory is speaking at Vendor & Third Party Risk USA

Olga Voytenko

Olga Voytenko
MD, Head of Third Party Risk Management 
State Street

Biography

Olga Voytenko is a Managing Director, Global Head of Third Party Risk Management. She is responsible for managing third party and outsourcing risk arising from State Street’s reliance on third parties performing services or activities on State Street’s behalf. This includes risks related to ineffective third party selection and failure to oversee and monitor our third parties. Ms. Voytenko is responsible for building, deploying and supporting the technology and processes to support business functions in mitigating Third Party Risks.
Prior to her current role, Ms. Voytenko served as Vice President within Global Treasury leading Global Liquidity Risk Management team across State Street, as well as, prior leadership roles within Recovery Resolution Planning, Valuation & Analytics, Corporate Audit, and Institutional Services.
Before joining State Street, Ms. Voytenko worked at Sun Life Financial, where she held various leadership positions in an Investment Finance and Security Valuation teams.
Ms. Voytenko holds a Master of Science in Business Administration from Suffolk University and a Bachelor of Science in Accounting and Finance from Boston University.

Ken_Wolckenhauer

Ken Wolckenhauer
VP, Vendor Management
Nordea Bank, New York Branch

Biography
Ken Wolckenhauer is the Head of Vendor Management at Nordea Bank’s New York branch. Leading up to this position, Ken was as a subject matter expert, trainer, solutions provider, and consultant for FIS, the world’s largest global provider dedicated to banking and payments technologies. With FIS, Ken specialized in financial industry regulatory risk and compliance, mostly in the area of anti-money laundering and watchlist compliance. Nordea Bank leveraged Ken’s risk and compliance knowledge to build out the vendor management program for the New York branch, developing a program that would properly manage risk as well as gaining acceptance to the US regulators. The success of the US program is now being used to advise Nordea’s European branches on enhancements to its TPRM program. Ken is a graduate of Bucknell University and is a Certified Anti-Money Laundering Specialist.
mike yaffe

Mike Yaffe
CMO
Prevalent

Biography

Michael Yaffe brings more than 20+ years of experience at exclusively information security organizations ranging from start-ups to Fortune 100 companies to his position as Chief Marketing Officer. He has a significant record of achievement in developing strategic and tactical marketing programs within the info sec community. He has worked at a wide variety of organizations form vulnerability scanning, penetration testing, crypto, wireless, privilege and 3rd party risk.

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WHY SHOULD YOU ATTEND A CEFPRO CONFERENCE?
HEAR FROM PAST ATTENDEES AND SPEAKERS…

Panel Discussions

PANEL DISCUSSIONS

Interactive panel discussions are designed to include attendees by running a live Q&A throughout the session

Presentations

PRESENTATIONS

Hear industry experts provide detailed insights on a range of vendor risk issues, challenges and opportunities

Networking

NETWORKING BREAKS

Networking opportunities including breakfast, lunch and refreshment breaks on both days, access to all streams and sessions.

meet the speakers

MEET THE SPEAKERS

Continue discussions beyond the auditorium and interact with speakers and attendees after their session.

16th May 2022

Data collection and identification techniques to integrate into strategy

The views and opinions expressed in this article are those of the thought leaders as individuals, and are not attributed to CeFPro or any particular organization. […]
27th September 2021

Assessing and allocating risk in the contract for the new ‘normal’

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
31st August 2021

Identifying fourth parties and beyond to track dependencies and mitigate risk of service failure

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
20th August 2021

The future of on-site assessments: Balancing cost vs. effectiveness to satisfy on-site assessment requirements

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
17th August 2021

The future of on-site assessments: Balancing cost vs. effectiveness to satisfy on-site assessment requirements

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
10th June 2021
Paul Huggett, Head of Partner Management, Bank of Ireland

Assessing regulatory changes ahead and the impact on third party and vendor risk management

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
1st June 2021
Terri Duhon, Chair of the Board, Morgan Stanley Investment Management

Monitoring the threat landscape to better understand cyber threats

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
21st May 2021
Nasser Fattah, Executive Advisor, System Security Integration, Former Managing Director, MUFG

Managing cyber security risks in a remote working environment internally and across supply chain

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
13th May 2021
Jimi Hinchliffe, Partner, The JADEtc Partnership & NFR Leaders Advisory Board member, CeFPro

Demonstrating resilience and developing business continuity plans in light of recent volatility

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
4th May 2021
Victor Lessoff

Designing and implementing an effective internal fraud detection system

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
22nd April 2021
Jeremy Resler, SVP, Director, Third Party Risk Management and Governance, U.S. Bank

Assessing regulatory changes ahead and the impact on third party and vendor risk management

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]
20th April 2021
Sean Miles, Head of Risk, Motor Insurers Bureau

Regulatory developments within data privacy and monitoring transfer across borders

The views and opinions expressed in this article are those of the thought leader as an individual, and are not attributed to CeFPro or any particular […]

Non-Financial Risk Leaders 2022

Non-Financial Risk Leaders strives to provide insights, support, and benchmarks for organizations as the traditional operational and non-financial risk arena continues to evolve, expand, and gain significance, producing one of the most comprehensive business reports in the industry, recognized by experts as a go-to resource.
The 2022 survey has now closed. Pre-order your copy of the report and be amongst the first to discover the top non-financial risks of the year, as told by the industry.
Coming soon this summer.

USA - CO_SPONSORS

Aravo delivers the market’s smartest third-party risk and performance management solutions, powered by intelligent automation.
With Aravo, customers can work smarter, move faster, see clearer, and make better decisions about their extended enterprise – all in one place.
For more than 20 years now, Aravo’s combination of award-winning technology and unrivaled domain expertise has helped the world’s most respected brands accelerate and optimize their third-party management programs, delivering better business outcomes faster and ensuring the agility to adapt as programs evolve.
Aravo is trusted by the world’s leading brands, helping them manage the risk and improve the performance of more than 5 million third parties, suppliers and vendors across the globe.

Archer is a leading provider of integrated risk management (IRM) solutions that enable customers to improve strategic decision-making and operational resilience with a modern technology platform that supports qualitative and quantitative analysis driven by both business and IT impactsAs true pioneers in GRC software, Archer remains solely dedicated to helping customers manage risk and compliance domains, from traditional operational risk to emerging issues such as ESG.  With over 20 years in the risk management industry, the Archer customer base represents one of the largest pure risk management communities globally, with more than 1,600 deployments including more than 90 of the Fortune 100.

Bradley

Bradley Arant Boult Cummings LLP (Bradley) is a national law firm with a reputation for skilled legal work, exceptional client service, and impeccable integrity. Our 10 office locations give us an extensive geographic base to represent clients on a regional, national, and international basis. The firm’s nearly 550 lawyers represent clients in various industries, including banking and financial services, construction, energy, healthcare, life sciences, manufacturing, real estate, and technology. In addition to our work in a wide range of industries, our attorneys regularly handle high-stakes litigation and advise on matters involving intellectual property, labor and employment, government affairs, tax issues, data privacy and cybersecurity, as well as many others. Clients rely on Bradley for innovative legal services that reflect a sophisticated understanding of their business objectives.

Certa is the only platform that digitizes, orchestrates, and automates the entire third-party journey, across procurement, compliance, IT, legal, finance, and other groups.
Founded in 2015 by Jag Lamba, Certa was designed to be a modern tool for modern teams. Certa helps companies onboard third-parties 3x faster by combining speed with superior risk and compliance controls. Up to 80% of evaluations for low-risk third-parties can be automated, allowing your team to focus on entities that require additional due diligence.
Certa replaces your antiquated legacy systems with one centralized platform and a simple, modern user interface. Flexible no-code integrations with 70+ vetted data sources provide instant verification of all vendor information and prevent unexpected disruptions, losses, or reputation damage.
Certa makes third-party risk management fast, easy, and modern. Learn more at getcerta.com.

Grant Thornton

The marketplace is evolving rapidly. The needs and priorities of your organization, customers and employees are continuously transforming. What worked yesterday likely won’t work tomorrow. Cookie-cutter solutions and advice won’t meet your unique needs. So, why settle for being treated the same?

Grant Thornton’s advisory professionals help you make the most of this moment and of what’s next. Our teams take the time to understand what matters most to you, and then work seamlessly across our firm and the globe to uncover fresh ideas and design modern, efficient solutions that make things simple. Whether it’s protecting your business, unlocking efficiencies or driving growth, you have a full suite of tailored solutions and a team that’s with you at every stage, ready to roll up their sleeves and tackle your challenges. So you can stay focused on your future – today.

S&P Global (NYSE: SPGI) provides essential intelligence. We enable governments, businesses and individuals with the right data, expertise and connected technology so that they can make decisions with conviction. From helping our customers assess new investments to guiding them through ESG and energy transition across supply chains, we unlock new opportunities, solve challenges and accelerate progress for the world.​

We are widely sought after by many of the world’s leading organizations to provide credit ratings, benchmarks, analytics and workflow solutions in the global capital, commodity and automotive markets. With every one of our offerings, we help the world’s leading organizations plan for tomorrow, today. For more information, visit www.spglobal.com.

Ncontracts provides comprehensive vendor, compliance, risk management, and lending compliance solutions to a rapidly expanding customer base of over 4,000 financial institutions in the United States. We help financial institutions achieve their compliance and risk management goals with a powerful combination of user-friendly cloud-based software and expert services. The company was named to the Inc. 5000 fastest-growing private companies in America for the third consecutive year. For more information, visit www.ncontracts.com or follow the company on LinkedIn and Twitter.

OneTrust Vendorpedia™ is the largest and most widely-used technology platform to operationalize third-party risk. The offering enables both enterprises and their vendors with technology solutions that include: the Third-Party Risk Exchange, a community of shared (and pre-completed) vendor risk assessments with 70,000+ participating vendors; Questionnaire Response Automation, a tool that helps organizations answer incoming security questionnaires; and Third-Party Risk Management software, a platform to streamline the entire vendor lifecycle, from onboarding to offboarding. More than 10,000 customers of all sizes use OneTrust, which is powered by 150 awarded patents, to offer the most depth and breadth of any third-party risk, security, and privacy solution in the market. OneTrust Vendorpedia offers purpose-built software designed to help organizations manage vendor relationships with confidence, including and integrates seamlessly with the entire OneTrust platform, including – OneTrust Privacy Management Software, OneTrust DataDiscovery™, OneTrust DataGovernance™, OneTrust GRC, OneTrust Ethics, OneTrust PreferenceChoice™, OneTrust ESG, and OneTrust DataGuidance™.

EY

EY are sponsoring CeFPro’s Vendor & Third Party Risk USA 2022

While traditional TPRM solutions automate workflow, Mirato automates the remaining manual work. Using natural language processing (NLP) and advanced artificial intelligence (AI), Mirato contextualizes the information in your TPRM evidence and data sources and completes your assessments for you, validating and documenting the controls in the process and automating the audit trail. It streamlines your entire operation’s data into one smart platform.

The overall result is a significant reduction in money and time spent on the manual effort, workflow, and monitoring (cuts up to 60% of assessment costs). It also ensures improved accuracy, process integrity, and TPRM effectiveness.

Mirato TPRM INTELLIGENCE allows you to assess new risks instantly and provide true continuous monitoring and true concentration risk. As Mirato is configured to your program, using your current platforms, data sources, and partners, it allows you to maximize the value of your existing technology, subscription, and service provider investments.

Mitratech is a proven global technology partner for corporate legal, risk & compliance, and HR professionals seeking to maximize productivity, control expense, and mitigate risk by deepening operational alignment, increasing visibility, and spurring collaboration across their organization.

With Mitratech’s proven portfolio of end-to-end solutions, organizations worldwide are able to implement best practices and standardize processes across all lines of business to manage risk and ensure business continuity.

Mitratech serves over 1,500 organizations worldwide, including 30% of the Fortune 500 and over 500,000 users in 160 countries.

For more info, visit: www.mitratech.com

Moody’s Analytics provides financial intelligence and analytical tools to help business leaders make better, faster decisions. Our deep risk expertise, expansive information resources, and innovative application of technology help our clients confidently navigate an evolving marketplace. We are known for our industry-leading and award-winning solutions, made up of research, data, software, and professional services, assembled to deliver a seamless customer experience. We create confidence in thousands of organizations worldwide, with our commitment to excellence, open mindset approach, and focus on meeting customer needs.

Onspring’s intelligent automation and real-time reporting software provides risk management teams with flexibility and efficiency in managing enterprise risk. Our solution captures and relates financial, operational, reputational, cyber and compliance risks across your business—so you can plot risk ownership, calculate dependencies and categorize mitigation plans.Our goal is to give you more control over risk. This happens when you’re able to generate risk evaluations, calculate impacts on your business, estimate the likelihood of occurrences and potential costs in Onspring. Plus, our no-code cloud-based platform means you can update your processes on your own without the help of IT, all while measuring the impact and results of your team.

Prevalent

Prevalent takes the pain out of third-party risk management (TPRM). Companies use our software and services to eliminate the security and compliance exposures that come from working with vendors, suppliers and other third parties. Our customers benefit from a flexible, hybrid approach to TPRM, where they not only gain solutions tailored to their needs, but also realize a rapid return on investment. Regardless of where they start, we help our customers

Riskonnect

Riskonnect is the leading integrated risk management software solution provider. Our technology empowers organizations with the ability to anticipate, manage, and respond in real-time to strategic and operational risks across the extended enterprise.    

More than 900 customers across six continents use our unique risk-correlation technology to gain previously unattainable insights that deliver better business outcomes. Riskonnect has more than 500 risk management experts in the Americas, Europe, and Asia. To learn more, visit www.riskonnect.com 

SecurityScorecard is the global leader in cybersecurity ratings and the only service with millions of organizations continuously rated. Our mission is to make the world a safer place by transforming the way organizations understand, improve, and communicate cybersecurity risk to their boards, employees, and vendors.

SecurityScorecard’s patented rating technology is used by thousands of organizations for enterprise cyber risk management, third-party risk management, board reporting, cyber insurance underwriting, and regulatory oversight to meet compliance mandates; making all organizations more resilient by allowing them to easily find and fix cybersecurity risks across their externally facing digital-footprint.

SecurityScorecard is the only provider of instant risk ratings that automatically map to vendor cybersecurity questionnaires and the largest ecosystem of integrations, providing a true 360-degree view of risk. But we don’t stop there. Through a customer-centric, solution-based commitment to our partners, we are transforming the digital landscape building a path toward resilience.

For over 18 years, State of Flux has been helping customers improve value from their supplier relationships, delivering software and services which are backed by world-leading proprietary research.

Trusted by global industry leaders as the market experts to unlock value, manage risk and increase transparency in their supply chain processes and supplier relationships.

Reasons to sponsor
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CONNECT WITH SENIOR LEADERS

CAN YOUR ORGANIZATION CONTRIBUTE?

Please contact the Center for Financial Professionals today to discuss how we can deliver your thought-leadership at the event, help you generate leads, and provide you with unique networking and branding opportunities. For more information on what we can offer, please contact [email protected] or call us on +1 888 677 7007 ext. 207 where a member of the team will be happy to tailor the right package for you.

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Can I present at the Vendor & Third Party Risk USA Congress?

Yes, the Center for Financial Professionals are happy to discuss speaking opportunities at the Vendor & Third Party Risk USA Congress. For further information on this please contact [email protected] or call us on +1 888 677 7007.

Are there any rules on the dress code?

Business attire is requested. The Congress is a formal opportunity to network with like-minded professionals and to gain knowledge from the industry’s finest risk management experts.

What is the cost and what is included in the registration fee?

We offer incentives for ‘early bird’ registrants of the Congress, as outlined on our pricing structure. Registration includes breakfast, refreshment breaks, lunches, the cocktail reception at the end of the day, full access to the sessions and exhibition area. Presentations from the sessions are also available, subject to speaker approval.

Where can I find the Congress documentation and speaker presentations?

All registered attendees will receive an email with access to documentation and speaker presentations after the Congress*. We will work with our presenters to include as many presentations as possible on our App during the Congress.

* Please note that our speakers often have to gain permission from their relevant compliance departments to release their presentations. On rare occasions compliance may not allow presentations to be distributed.

Will breakfast, lunch and refreshment be provided?

Yes. As with all of our events, the Center for Financial Professionals will be providing brilliant coffee, breakfast, lunch, refreshments, and smaller bites during the networking breaks.

Will there be opportunities to network with other attendees?

There are ample opportunities for networking and interaction throughout the Congress, such as:

  • Breakfast, lunch and refreshment breaks
  • Cocktail reception at the end of the day (subject to confirmation)
  • Q&A, panel discussions and audience participation technology
Are there opportunities to share my thought-leadership at the Vendor & Third Party Risk USA Congress?

Yes there are plenty of opportunities for the Center for Financial Professionals to share thought-leadership to the attendees of Vendor & Third Party Risk USA Congress and our wider risk professionals community. At the event we can distribute your material to the attendees, offer you an exhibition booth, and provide speaking opportunities so that you may enjoy a more prominent presence at the Congress. Visit the Sponsor tab for further information or contact [email protected] / +1 888 677 7007

Are media partnerships available for the Vendor & Third Party Risk USA Congress?

Yes. As part of a media partnership we can offer a variety of options to increase the branding and awareness of your association, company, certificate, publication or media. We are flexible with what we can offer however we usually:

  • Provide a discounted rate to attend
  • Place your logo and profile on the Congress website
  • Place your logo on promotional content where applicable
  • Distribute your media/marketing at the Congress
  • Promote through social media channels

To discuss this further please contact [email protected] or call +1 888 677 7007.

What can I do if I can't attend the event due to Covid-19?

If you are unable to attend the Congress due to national/Covid restrictions, CeFPro would be more than happy to offer you a refund, credit note or the option to transfer the ticket to a colleague who is able to attend.

Are CPE Credits available?

Yes, CPE Credits are available for the Vendor & Third Party Risk USA Congress.

Representing a financial institution or government body – (E.g. Bank, Insurance company, Asset Manager, Regulator)

Vendor & Third Party Risk USA
June 1-2, 2022

EARLY
BIRD

$799
SAVE $200

Registrations before May 13

STANDARD
RATE

$999

 

Registrations after May 13

Representing an information/service provider (E.g. Consultant, Vendor, Executive Search Firm, Law Firm)

Vendor & Third Party Risk USA
June 1-2, 2022

EARLY
BIRD

$1,599
SAVE $400

Registrations before May 13

STANDARD
RATE

$1,999

 

Registrations after May 13

PLEASE NOTE: To qualify for the preferential ‘early bird’ rates, registration must be received by the close of the ‘early bird’ working day, and payment can be made at the time of registering, or up to a week after registration is made an invoice sent. CeFPro reserves the right to increase rates should payment be delayed significantly. For Group Rates to be valid, the whole group must register at the same time, though names can be changed at any time up to the event at no additional cost. Should a delegate register at a rate that is inaccurate, CeFPro reserves the right to issue an additional invoice for the outstanding amount.

Register by Email
Contact us Directly
Download PDF registration page

REGISTER BY EMAIL

CONTACT US DIRECTLY

DOWNLOAD PDF REGISTRATION FORM

Simply email us with your
Full name
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Company & address
Contact number

Email: Lauren.carter{@}cefpro.com

Call us on +1 888 677 7007

Click here to complete the form and submit by email

USA - DOWNLOAD THE BROCHURE

USA - CO_SPONSORS
Bradley
Grant Thornton
EY
Prevalent
Riskonnect
Jeremy is NatWest Markets’ Chief Risk Officer, having joined the bank in 2018. He has an extensive experience as a trader and risk manager. His roles in risk management include running regional and global market risk teams at a variety of firms including Commerzbank, UBS, Investec and Nomura, and the role of Chief Risk Officer, EMEA at Nomura since 2015. Jeremy holds a Masters in Economics Cambridge University.
Jeremy is NatWest Markets’ Chief Risk Officer, having joined the bank in 2018. He has an extensive experience as a trader and risk manager. His roles in risk management include running regional and global market risk teams at a variety of firms including Commerzbank, UBS, Investec and Nomura, and the role of Chief Risk Officer, EMEA at Nomura since 2015. Jeremy holds a Masters in Economics Cambridge University.
Søren Agergaard Andersen is the Chief Risk Officer for Nordea Asset Management, the biggest asset manager in the Nordics with more than € 250bn AuM. Søren is responsible for the overall enterprise risk function, managing an international team of risk professionals in Denmark, Sweden and Luxembourg. Before joining the asset management industry, Søren held leading positions within risk in banking and pension/life insurance. One of his main priorities is to define and uphold a strong and yet flexible governance and risk framework, which can support a sound overall risk culture. Søren holds a M.A. in Mathematics and Economics and a PRM certification.
Kimberley brings more than a decade of executive leadership experience in the Governance, Risk and Compliance space, building brand recognition, thought-leadership and revenue-accelerating marketing programs at companies including Thomson Reuters, SAI Global, the Global Association of Risk Professionals, Practical Law Company and Compliant. As part of her role at Aravo, Kimberley develops thought leadership content designed to help third party risk professionals benchmark their programs, share best practice, elevate their conversations to the Board, and build the business case for investment in the development of their programs. Kimberley is originally from New Zealand, and has also lived and worked in London and New York. She now lives in San Francisco, and in her spare time enjoys exploring and al fresco dining with her husband and bulldog.
Louise Waite is the Supply Chain Management & Assurance Director at Lloyds Banking Group. She leads a team of 50, delivering a group-wide approach to supplier risk assessment, supplier assurance and supplier management. Louise and her team maintain an effective Supply Chain Management framework, run a Centre of Excellence for Supplier Management and conduct hundreds of assurance reviews every year. Having spent several years in the IT and Pharmaceutical industries, Louise is enjoying her return to Financial Services where she started her Procurement career.
Jean-Francois Valette is leading Global Third Party Compliance & Risk management at eBay. Jean-Francois is responsible for enhancing eBay’s legal, risk and compliance program around all third parties impacting eBay’s operations and business activities directly or indirectly. He oversees the development and management of a third-party risk management program across the business units; engaging and supporting the management of the controls functions for the company, including Business Ethics Office, Information Security, Resiliency, Compliance investigations and reporting amongst others. Prior to joining eBay, Jean-Francois worked as the Head of Operations for Volkswagen Payments and held the roles of Head of Outsourcing and Global Third Party Compliance and Risk management for PayPal. He also held different positions in the Banking & Asset Management industry, and holds his Law and Investment Management certifications, specializing in regulatory compliance and outsourcing.
Martin Townsend will be speaking at Vendor & Third Party Risk Europe 2021
Sean Titley will be speaking at Vendor & Third Party Risk Europe 2021
Alex is Head of Supply Chain Risk for Lloyds Banking Group (LBG), responsible for ensuring that the supplier onboarding & management frameworks drive effective risk management and regulatory compliance. Alex has worked with LBG for 10 years, and has over 20 year experience in Sourcing and Supply Chain Risk.
An Alumni of De Monfort University & London Metropolitan University, Desmond is a seasoned Third-Party Risk Management Lead as well as a specialist in Supplier Relationship Management. He has worked both in the Public and Private sectors gaining foundational experience at London Underground over a 17 year career. He has also worked for Deutsche Bank, HSBC and now with Vodafone leading on Third Party Risk programme activities. Desmond is married with two children and enjoys travelling.
Daniel Cameron will be speaking at Vendor & Third Party Risk Europe 2021
Dilbagh is a Partner at Fintegral and leads the firm’s UK practice. He specialises in the areas of traded risk and climate risk, helping banks to enhance their analytics capabilities to better identify, quantify and manage current and emerging risks. He has over 20 years of experience in trading, risk management and quantitative modelling at banks and hedge funds, including Credit Suisse, Man AHL and Nomura. Dilbagh holds a degree in Natural Sciences (Physics) from the University of Cambridge.
Vishwas has deep international FS consulting and risk management experience across Europe, US, Middle East and SE Asia. Vishwas has led complex risk transformations for G-SIBS, challenger banks and fintechs in the UK and EMEA, focusing on prudential regulation, capital and stress testing. Vishwas has also led a number of banking authorisations, fintech and Brexit applications and has experience of helping clients deliver to regulatory expectations and their internal performance targets. Vishwas also has experience in thought leadership and eminence, having led a number of conferences, speaker sessions and panel discussions with regulators and industry participants
Charis is a Risk Management generalist with 13+ years of experience in investment and retail banking. He is currently the Chief Risk Officer of SIB (Cyprus) Ltd, Sberbank Group, where he is responsible for developing the Risk Management framework, overseeing regulatory initiatives and driving strategic projects related to risk. His interests include Fintech and innovation in Risk Management. He holds an MBA and a Master’s in Financial Mathematics. He is also a CFA charterholder and a certified Financial Risk Manager.
Stuart Burns currently has the role of Senior Technical Specialist at the PRA, working in the team reviewing and approving IRB models. He has responsibility for aspiring IRB firms. He previously ran the IRB risk weight analysis in the Annual Cyclical Scenario (ACS) stress test, challenging firms’ stressed projections and recommending capital responses. Stuart has over 20 years experience delivering credit risk, stress testing and economic capital models. This includes roles as: Head of Model Validation for S&P Europe. Head of Models for the Rainbow Business at Royal Bank of Scotland. Head of Credit Risk Methodology at Barclays Capital, where he rebuilt the team following the departure of the previous head, and managed all IRB related regulatory issues. Head of Corporate Analytics at HSBC, where he was responsible for Credit Risk Modelling and saw the bank achieve Advanced IRB status. He also introduced credit risk stress testing and economic capital. Head of Economic Capital and Model Risk Management at Standard Chartered Bank, where his responsibilities included building an offshore validation team, and coordination of stress testing across portfolios and risk types. Advanced IRB status was delivered on the strength of these areas.
Over the last 3 years, I have provided trusted advice and guidance to a variety of organisations looking to change their approach to GRC. The organisations I have worked with have often been looking to advance their approach to GRC through the use of modern, intuitive, and insightful technology. My job is to help these businesses and people with this often daunting task, and make it as seamless as possible.
Rob is responsible for New Business Sales and Account Management in EMEA. Based out of our London office, Rob helps guide organisations through the vendor evaluation process, remaining a key point of contact through the implementation process and throughout the ongoing relationship. Rob joined Riskonnect in September 2017 and has over 7 years experience in Governance, Risk and Compliance solutions helping a range or organisations from different industries including Telecommunications, Financial Services, Maritime and Infrastructure Projects, and more, evaluate, select and implement highly successful solutions.
David Cassonnet is Director of Business Development at ActiveViam, leading the creation of new solutons and use cases for the company. In his role, David ensures that the new product features developed by the company's R&D team translate into innovative and actionable use cases that deliver tangible value to the clients' business. With over twenty years of experience in financial markets, David has a double expertise in business development and solutions implementation. Previously he was Managing Director of ActiveViam in APAC where he and his consulting team were involved in several front-office and risk management projects with large local and international banks. David also held several roles at Mysis and Summit Systems.
Benjamin Westwood will be presenting at the 10th Annual Risk EMEA Summit.
Suresh Sankaran will be presenting at the 10th Annual Risk EMEA Summit.
Nigel Milbank is a Cambridge University graduate and Chartered Accountant having trained with Arthur Andersen and Deloitte. Nigel has held audit positions in Schroders and Credit Suisse as an Audit Director, following which he helped set up the Operational risk function and Product Control global assurance at Credit Suisse. Nigel was Director of Enterprise and Operational Risk at Santander UK from 2006 to 2011 and joined RBS in 2012 to run the Group ICAAP function. He has held various stress testing delivery and improvement roles at RBS/ Natwest Group and since 2020 has been Programme Manager on the Climate Programme building climate stress capability and embedding climate financial risk management.
Alistair McLeod will be presenting at the 10th Annual Risk EMEA Summit.
Melissa Longmore will be presenting at the 10th Annual Risk EMEA Summit.
Libor Krkoska will be presenting at the 10th Annual Risk EMEA Summit.
Pradyumna specializes in Market Risk and Counterparty Risk with experience spanning both the Front Office and Risk Management functions at two of the largest global investment banks. In his current multi-dimensional role he is the market risk manager for JPM’s differential discounting desk, the banking book loan portfolio and also is the head of CVA stress testing. He is also involved in developing a climate risk management framework for JPM’s trading book. Outside of work, he is a bit of a musician and is working on his first album.